[an error occurred while processing this directive]

4.2 Volatility and Risk

  • Both the income produced from an investment in the form of dividends or distributions and the capital invested are subject to volatility and therefore risk. The level of volatility varies depending upon the type of investment.

  • Guaranteed investments: no volatility e.g. current and deposit accounts and National Savings.

  • Low risk investments: gilts are not completely risk free as between purchase and the redemption date their value fluctuates according to demand. Securities issued by foreign governments can be more risky depending upon which government issued them. They are also subject to currency exchange rate variations.

  • Balanced or medium risk investments: corporate bonds issued by companies. These are more secure than shares issued by the same company. However, their redemption is dependent upon the continued existence and financial strength of the issuer.

  • High Risk investments: ordinary and preference shares are both high risk investments. Preference shareholders have an advantage as they have a right to income before ordinary shareholders. If a company fails preference shareholders receive a proportion of any remaining assets before ordinary shareholders who may receive nothing.

  • Collective investments: the risk and volatility of a share held within a collective investment is the same as if the share is held directly. However, as collective investments contain a wide spread of investments the risk is lessened. The volatility of a fund depends upon the spread and make up of the underlying investments. Tracker funds must mirror the investment spread of the chosen index and will rise or fall in price according to movements in the index.

  • Speculative investments: these are high risk investments that in a worse case scenario an investor may receive no income and lose the capital invested. Examples include commodities and futures and options.


[an error occurred while processing this directive]